Compliance FAQ

Compliance FAQ

The term compliance refers to adherence to both external legal and regulatory requirements (such as federal and state laws) and internal policies, procedures, and expectations. The University Compliance Plan is the coordination and operational structure the university uses to support compliance across the university.

Compliance functions at the university are integrated into practices and procedures that take place throughout the university every day.  Compliance with laws, regulations, and university policies is everybody’s responsibility. University Compliance, and compliance partners, promote and oversee efforts through training, communication, monitoring, assessment, reporting, and corrective actions.

The Chief Compliance Officer provides centralized leadership and high-level oversight for the university’s compliance programs and activities; provides guidance and advice to senior management and staff on compliance matters; and works to promote a culture of compliance and ethical behavior.